- Registered Investment Advisor - Fiduciary
Registered Securities Professional since 1993
Certified Estate Planner (CEP)
- General Securities Principal, currently registered thru LPL Financial
Graduate Cal Poly Pomona, Bachelor of Science Degree-Finance, Real Estate, Law (1990)
Tom Trax has been helping family and businesses throughout the San Diego area pursue their financial goals for the last 28 years. Tom is a well-known LPL Financial Advisor and LPL Registered Principal in San Diego, CA. Tom prides himself on objective and independent advice as well as ensuring ethics are the cornerstone of his practice.
Tom earned his Bachelor of Science degree in Finance, Real Estate, and Law from Cal Poly Pomona, CA. He is a Certified Estate Planner (CEP) and holds the series 24, 7, 6, 63, 65 securities registrations through LPL Financial. He is also Life/Health/Annuity licensed in CA and many other states.
Tom has a son his name Ryan and in his spare time he enjoys traveling, running, scuba diving, and most outdoor activities.
CA Insurance Lic. # 0829479
Award based on 10 objective criteria associated with providing quality services to clients such as credentials, experience, and assets under management among other factors. Wealth managers do not pay a fee to be considered or placed on the final list of 2013/2014/2015/2017/2018/2019/2020/2021 Five Star Wealth Managers.